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EMPIRE PETROLEUM CORP — Director's Dealing 2021
Jun 1, 2021
33876_dirs_2021-06-01_e7b85db4-40c3-4dde-b7d0-04573421ad9f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EMPIRE PETROLEUM CORP (EMPR)
CIK: 0000887396
Period of Report: 2021-05-27
Reporting Person: Morrisett Michael R. (Director, President, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-27 | Common Stock | X | 300000 | $0.25 | Acquired | 1993128 | Direct |
| 2021-05-27 | Common Stock | S | 300000 | $0.75 | Disposed | 1693128 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-27 | Common Stock Warrant (Right to Buy) | $0.25 | X | 300000 | Disposed | 2029-04-02 | Common Stock (300000) | Direct |
Footnotes
F1: Common Stock Warrant was amended on 04/03/2019 to extend the expiration date from 12/31/2021 to 04/02/2029.
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