EMPIRE PETROLEUM CORP — Director's Dealing 2021

Oct 1, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EMPIRE PETROLEUM CORP (EMPR)
CIK: 0000887396
Period of Report: 2021-09-30

Reporting Person: Energy Evolution Master Fund, Ltd. (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-30	Common Stock	X	5300208	$1.25	Acquired	15250208	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-09-30	Senior Secured Note Due December 31, 2021	$1.25	X	5300208	Disposed	2023-06-30	Common Stock (5200000)	Direct

Footnotes

F1: Gives effect to interest converted.

F2: The maturity date was extended from 12/31/2021 to 06/30/2023.

F3: Without giving effect to any interest that may be converted.