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EMPIRE PETROLEUM CORP Director's Dealing 2020

Feb 4, 2020

33876_dirs_2020-02-04_337d9501-fb6b-42f1-b70d-70142a952437.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EMPIRE PETROLEUM CORP (EMPR)
CIK: 0000887396
Period of Report: 2020-01-31

Reporting Person: Kamin Tony (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-01-31 Common Stock C 400000 $0.1 Acquired 884304 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-01-31 Convertible Note $0.1 C Disposed 2020-01-31 Common Stock (400000) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 456667 Direct

Footnotes

F1: On 12/31/2019, the maturity date of the Convertible Note in aggregate principal amount of $40,000 was extended from 12/31/2019 to 01/31/2020.