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EMPIRE PETROLEUM CORP — Director's Dealing 2018
Jan 12, 2018
33876_dirs_2018-01-12_039d48d1-4856-4679-b502-347faba5fa7d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EMPIRE PETROLEUM CORP (EMPR)
CIK: 0000887396
Period of Report: 2018-01-10
Reporting Person: Kamin Tony (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-10 | Common Stock | P | 250000 | $0.10 | Acquired | 390000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-10 | Common Stock Warrant (Right to Buy) | $0.15 | P | 250000 | Acquired | 2019-12-31 | Common Stock (250000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 217637 | Indirect |
Footnotes
F1: The Common Stock Warrant was issued as partial consideration in connection with the purchase of Common Stock on 01/10/2018.
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