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EMPIRE PETROLEUM CORP — Director's Dealing 2011
Mar 2, 2011
33876_dirs_2011-03-02_9910b4d9-25f2-406e-8d4b-c94487d0efa5.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: EMPIRE PETROLEUM CORP (EMPR)
CIK: 0000887396
Period of Report: 2011-02-28
Reporting Person: SETH KEVIN R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-06-21 | Common Stock | P | 111111 | $0.09 | Acquired | 111111 | Direct |
| 2009-10-26 | Common Stock | P | 142857 | $0.07 | Acquired | 253968 | Direct |
| 2009-10-26 | Common Stock | P | 357143 | $0.07 | Acquired | 357143 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-28 | Stock Option (Right To Buy) | $0.1 | A | 150000 | Acquired | 2021-02-28 | Common Stock (150000) | Direct |
Footnotes
F1: These shares are held by Edgewood Management LLC Retirement plan F/B/O Kevin R. Seth
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