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Empery Digital Inc. — Director's Dealing 2023
Feb 15, 2023
33230_dirs_2023-02-15_37d41c3c-bc92-43cb-9f92-7a71733141fb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Volcon, Inc. (VLCN)
CIK: 0001829794
Period of Report: 2023-02-13
Reporting Person: Endo Greg (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-13 | Common Stock | M | 25000 | $1.00 | Acquired | 33563 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-13 | Stock Option (right to buy) | $1.00 | M | 25000 | Disposed | 2031-06-07 | Common Stock (25000) | Direct |
Footnotes
F1: The Common Stock was received by the Reporting Person through the exercise of vested stock options pursuant to the Volcon, Inc. 2021 Stock Plan.
F2: Stock options to purchase a total of 312,500 shares of Common Stock were granted to the Reporting Person and vest in three equal installments on each of the succeeding three anniversary dates of the issuance date, which was June 7, 2021, subject to the grantee's continued service as the Company's Chief Financial Officer on each vesting date.