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EMPEROR ENERGY LIMITED Major Shareholding Notification 2021

Sep 30, 2021

64848_rns_2021-09-30_4e70eb3a-6041-428e-9525-e57b71a3d385.pdf

Major Shareholding Notification

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1 October 2021

ASX Market Announcements ASX Limited 20 Bridge Street Sydney NSW 2000

TOP 20 SHAREHOLDERS

Emperor Energy Limited (ASX: EMP) (the Company) provides the twenty largest security holders of quoted securities as at 30 September 2021.

This announcement is authorised for release to the market by the Board of Directors of Emperor Energy Limited.

Yours faithfully

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Carl Dumbrell

Company Secretary

Ph +61 402 277 282

[email protected]

Level 4, 55 York Street, Sydney, NSW, 2000

GPO Box 5360 Sydney, NSW, 2001

emperorenergy.com.au ABN: 56 006 024 764

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Equity security holders

Twenty largest quoted equity security holders

The names of the twenty largest security holders of quoted securities as listed below:

Ordinary Shares
% of total
Number held shares
issued
1 Citicorp Nominees Pty Limited 14,497,444 7.76%
2 BNP Paribas Nominees Pty Ltd 10,948,962 5.86%
3 Carl Dumbrell & Controlled Holdings 10,109,936 5.41%
4 Slade Technologies Pty Ltd 8,000,000 4.28%
5 Scintilla Strategic Investments Limited 6,750,000 3.61%
6 Phil McNamara & Controlled Holdings 6,190,396 3.31%
7 Nigel Harvey & Controlled Holdings 5,406,645 2.89%
8 Gotha Street Capital Pty Ltd 5,268,137 2.82%
9 Pharoth San & Kaden San 3,866,912 2.07%
10 Hix Corp Pty Ltd 3,530,000 1.89%
11 Zen88 Pty Limited 3,350,000 1.79%
12 Sama Zaraah Pty Ltd 3,257,000 1.74%
13 Daniel J Peters 3,064,197 1.64%
14 Littlejohn Embrey Engineering Pty Ltd 3,000,000 1.61%
15 Benjamin Gordon Price 2,389,797 1.28%
16 Craig Graeme Chapman 2,333,333 1.25%
17 Malcolm Ross King 2,084,756 1.12%
18 Eric Frank Frescher 1,863,045 1.00%
19 Buduci Fond Pty Ltd 1,748,746 0.94%
20 Tomlin Sales Pty Ltd 1,715,000 0.92%

Level 4, 55 York Street, Sydney, NSW, 2000

GPO Box 5360 Sydney, NSW, 2001

emperorenergy.com.au ABN: 56 006 024 764