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EMERSON ELECTRIC CO — Director's Dealing 2021
Nov 3, 2021
29929_dirs_2021-11-03_7b869263-73b8-4c08-bb6d-bac2e424b2dc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2021-11-01
Reporting Person: DELLAQUILA FRANK J (Senior Exec. VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-01 | Common Stock | A | 21525 | — | Acquired | 258890 | Direct |
| 2021-11-01 | Common Stock | F | 8950 | $97.83 | Disposed | 249940 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 641 | Indirect |
| Common Stock | 2990 | Indirect |
| Common Stock | 8442 | Indirect |
| Common Stock | 56486 | Indirect |
| Common Stock | 75315 | Indirect |
Footnotes
F1: Acquisition of 21,525 shares pursuant to Rule 16b-3 upon payout of 39,137.5 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2021. Of these 39,137.5 units, 21,525 units were paid in shares of Issuer stock, with the remaining 17,612.5 units paid in cash to cover the reporting person's tax obligations.
F2: Price is not applicable to the acquisitions described in Note 1.
F3: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.
F4: Fair market value on date of the vesting described in Note 3.
F5: Grantor trust for the Reporting Person with the Reporting Person's spouse and descendents as its beneficiaries. The Reporting Person is the trustee of The FJD 2012 Gift Trust.
F6: Grantor trust for the Reporting Person's spouse with the Reporting Person's descendents as its beneficiaries. The Reporting Person and the Reporting Person's spouse are co-trustees of The SRD 2012 Gift Trust.