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EMERSON ELECTRIC CO Director's Dealing 2020

Jun 9, 2020

29929_dirs_2020-06-09_7e844a82-a81c-42e6-b047-ab2974f2d2ad.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2020-06-08

Reporting Person: Pelch Steven J. (COO & Exec VP Org Plan & Dev)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-06-08 Common Stock M 5379 $53.31 Acquired 141346 Direct
2020-06-08 Common Stock F 318 $66.48 Disposed 141028 Direct
2020-06-08 Common Stock S 5061 $68.6709 Disposed 135967 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-06-08 Employee Stock Option (Right to Buy) $53.31 M 5379 Disposed 2020-10-04 Common Stock (5379) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1737.538 Indirect
Common Stock 3171.385 Indirect

Footnotes

F1: Exercise of 5,379 non-qualified stock options exempt under Rule 16b-3.

F2: Shares withheld for taxes exempt under Rule 16b-3 resulting from non-qualified stock option exercise.

F3: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.67 to $68.6801. The Reporting Person undertakes to provide Emerson Electric Co., any securityholder of Emerson Electric Co. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F4: When taken together with previously exercised options and the unexercised options reported in this Form 4 all having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated.

F5: Price is not applicable to stock options received as incentive compensation.