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EMERSON ELECTRIC CO — Director's Dealing 2020
Jun 22, 2020
29929_dirs_2020-06-22_c8fc0b6b-c9fb-401b-96b7-ae8e51b62691.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2020-06-18
Reporting Person: Button Bell Katherine (Sr. VP & Chief Marketing Off.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-18 | Common Stock | M | 6750 | $53.31 | Acquired | 36327 | Direct |
| 2020-06-18 | Common Stock | F | 5810 | $61.93 | Disposed | 30517 | Direct |
| 2020-06-18 | Common Stock | F | 231 | $61.93 | Disposed | 30428 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-06-18 | Employee Stock Option (Right to Buy) | $53.31 | M | 6750 | Disposed | 2020-10-04 | Common Stock (6750) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1674.312 | Indirect |
| Common Stock | 5829.625 | Indirect |
Footnotes
F1: Exercise of 5,571 non-qualified stock options and 1,179 incentive stock options exempt under Rule 16b-3.
F2: Payment of option exercise price by delivering securities.
F3: Shares withheld for taxes exempt under Rule 16b-3 resulting from non-qualified stock option exercise.
F4: Includes 142 shares received pursuant to a domestic relations order.
F5: The options vested in three equal annual installments beginning on the date indicated.
F6: Price is not applicable to stock options received as incentive compensation.