EMERSON ELECTRIC CO — Director's Dealing 2020

Sep 29, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2020-09-28

Reporting Person: FARR DAVID N (Director, Chairman of Board & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-09-28	Common Stock	M	77783	$53.31	Acquired	2047768	Direct
2020-09-28	Common Stock	F	6570	$65.71	Disposed	2041198	Direct
2020-09-28	Common Stock	F	47887	$65.71	Disposed	1993311	Direct
2020-09-28	Common Stock	G	8586	—	Disposed	1984725	Direct
2020-09-28	Common Stock	G	8586	—	Acquired	440218	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-09-28	Employee Stock Option (Right to Buy)	$53.31	M	77783	Disposed	2020-10-04	Common Stock (77783)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	59723	Indirect
Common Stock	69723	Indirect
Common Stock	10914.92	Indirect
Common Stock	45276.246	Indirect

Footnotes

F1: Exercise of 77,783 non-qualified stock options exempt under Rule 16b-3.

F2: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.

F3: Payment of portion of option exercise price by delivering securities.

F4: Bona fide gift by Reporting Person of 8,586 shares to a revocable trust for the benefit of the Reporting Person's spouse.

F5: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.

F6: When taken together with previously exercised options having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated.

F7: Price is not applicable to stock options received as incentive compensation.