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EMERSON ELECTRIC CO — Director's Dealing 2020
Nov 5, 2020
29929_dirs_2020-11-05_9356fd6d-a02c-4cce-8b93-fc922cc3e81e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2020-11-03
Reporting Person: FARR DAVID N (Director, Chairman of Board & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-03 | Common Stock | A | 95150 | — | Acquired | 2079875 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 440218 | Indirect |
| Common Stock | 59723 | Indirect |
| Common Stock | 69723 | Indirect |
| Common Stock | 10995.73 | Indirect |
| Common Stock | 45727.005 | Indirect |
Footnotes
F1: Acquisition of 95,150 shares pursuant to Rule 16b-3 upon payout of 173,000 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2020. Of these 173,000 units, 95,150 units were paid in shares of Issuer stock, with the remaining 77,850 units paid in cash to cover the reporting person's tax obligations.
F2: Price is not applicable to the acquisitions described in Note 1.