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EMERSON ELECTRIC CO — Director's Dealing 2019
Nov 6, 2019
29929_dirs_2019-11-06_91b673b3-d16f-4442-a347-c4ca00c710b4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2019-11-04
Reporting Person: FARR DAVID N (Director, Chairman of Board & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-04 | Common Stock | F | 44750 | $73.915 | Disposed | 1859759 | Direct |
| 2019-11-05 | Common Stock | A | 88275 | — | Acquired | 1948034 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 415010 | Indirect |
| Common Stock | 59723 | Indirect |
| Common Stock | 69723 | Indirect |
| Common Stock | 10535.357 | Indirect |
| Common Stock | 43145.074 | Indirect |
Footnotes
F1: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.
F2: Fair market value on date of the vesting described in Note 1.
F3: Acquisition of 88,275 shares pursuant to Rule 16b-3 upon payout of 160,500 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2019. Of these 160,500 units, 88,275 units were paid in shares of Issuer stock, with the remaining 72,225 units paid in cash to cover the reporting person's tax obligations.
F4: Price is not applicable to the acquisitions described in Note 3.