EMERSON ELECTRIC CO — Director's Dealing 2019

Nov 12, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2019-11-08

Reporting Person: Bosco Sara Yang (Sr. VP, Secy and Gen. Counsel)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-11-08	Common Stock	M	12000	$53.31	Acquired	88817	Direct
2019-11-08	Common Stock	F	1031	$73.93	Disposed	87786	Direct
2019-11-08	Common Stock	S	10969	$73.5536	Disposed	76817	Direct
2019-11-11	Common Stock	G	200	—	Disposed	76617	Direct
2019-11-11	Common Stock	G	200	—	Disposed	76417	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-11-08	Employee Stock Option (Right to Buy)	$53.31	M	12000	Disposed	2020-10-04	Common Stock (12000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	833.96	Indirect
Common Stock	1931.122	Indirect

Footnotes

F1: Exercise of 3,747 incentive stock options and 8,253 non-qualified stock options exempt under Rule 16b-3.

F2: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.

F3: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.55 to $73.57. The Reporting Person undertakes to provide Emerson Electric Co., any securityholder of Emerson Electric Co. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F4: The options vested in three equal annual installments beginning on the date indicated.

F5: Price is not applicable to stock options received as incentive compensation.

F6: Bona fide gift by Reporting Person of 200 shares to her children.

F7: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.