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EMERSON ELECTRIC CO Director's Dealing 2019

Nov 12, 2019

29929_dirs_2019-11-12_243c308d-264c-4859-90a1-a57efcc8b980.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2019-11-08

Reporting Person: Karsanbhai Surendralal Lanca (Exec Pres Auto Sols)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-11-08 Common Stock M 9000 $53.31 Acquired 39005 Direct
2019-11-08 Common Stock F 682 $73.93 Disposed 38323 Direct
2019-11-08 Common Stock F 2551 $73.93 Disposed 35772 Direct
2019-11-08 Common Stock S 4779 $73.698 Disposed 30993 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-11-08 Employee Stock Option (Right to Buy) $53.31 M 9000 Disposed 2020-10-04 Common Stock (9000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 12136.03 Indirect
Common Stock 453.26 Indirect
Common Stock 453.26 Indirect
Common Stock 389.524 Indirect
Common Stock 43.135 Indirect
Common Stock 187.008 Indirect
Common Stock 30.934 Indirect

Footnotes

F1: Exercise of 3,539 incentive stock options and 5,461 non-qualified stock options exempt under Rule 16b-3.

F2: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.

F3: Payment of option exercise price by delivering securities.

F4: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.68 to $73.71. The Reporting Person undertakes to provide Emerson Electric Co., any securityholder of Emerson Electric Co. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F5: The options vested in three equal annual installments beginning on the date indicated.

F6: Price is not applicable to stock options received as incentive compensation.