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EMERSON ELECTRIC CO Director's Dealing 2019

Nov 13, 2019

29929_dirs_2019-11-13_384b9692-0584-4c55-a1ca-731100082a9e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2019-11-11

Reporting Person: FARR DAVID N (Director, Chairman of Board & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-11-11 Common Stock M 111254 $53.31 Acquired 2059288 Direct
2019-11-11 Common Stock F 13694 $73.535 Disposed 2045594 Direct
2019-11-11 Common Stock F 72496 $73.535 Disposed 1973098 Direct
2019-11-11 Common Stock G 9868 Disposed 1963230 Direct
2019-11-11 Common Stock G 9868 Acquired 424878 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-11-11 Employee Stock Option (Right to Buy) $53.31 M 111254 Disposed 2020-10-04 Common Stock (111254) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 59723 Indirect
Common Stock 69723 Indirect
Common Stock 10535.357 Indirect
Common Stock 43145.074 Indirect

Footnotes

F1: Exercise of 111,254 non-qualified stock options exempt under Rule 16b-3.

F2: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.

F3: Payment of option exercise price by delivering securities.

F4: Bona fide gift by Reporting Person of 9,868 shares to a revocable trust for the benefit of the Reporting Person's spouse.

F5: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.

F6: When taken together with previously exercised options having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated.

F7: Price is not applicable to stock options received as incentive compensation.