EMERSON ELECTRIC CO — Director's Dealing 2019

Nov 13, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2019-11-11

Reporting Person: DELLAQUILA FRANK J (Senior Exec. VP and CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-11-11	Common Stock	M	46563	$53.31	Acquired	278803	Direct
2019-11-11	Common Stock	F	5746	$73.605	Disposed	273057	Direct
2019-11-11	Common Stock	S	40817	$73.7305	Disposed	232240	Direct
2019-11-12	Common Stock	S	2000	$74.3946	Disposed	230240	Direct
2019-11-12	Common Stock	G	1500	—	Disposed	228740	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-11-11	Employee Stock Option (Right to Buy)	$53.31	M	46563	Disposed	2020-10-04	Common Stock (46563)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	376	Indirect
Common Stock	1912	Indirect
Common Stock	8442	Indirect
Common Stock	56486	Indirect
Common Stock	75315	Indirect

Footnotes

F1: Exercise of 46,563 non-qualified stock options exempt under Rule 16b-3.

F2: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.

F3: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.63 to $73.88. The Reporting Person undertakes to provide Emerson Electric Co., any securityholder of Emerson Electric Co. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F4: Grantor trust for the Reporting Person with the Reporting Person's spouse and descendents as its beneficiaries. The Reporting Person is the trustee of The FJD 2012 Gift Trust.

F5: Grantor trust for the Reporting Person's spouse with the Reporting Person's descendents as its beneficiaries. The Reporting Person and the Reporting Person's spouse are co-trustees of The SRD 2012 Gift Trust.

F6: When taken together with previously exercised options having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated.

F7: Price is not applicable to stock options received as incentive compensation.

F8: Shares were sold as part of a gift of the proceeds to family members.

F9: Bona fide gift by the Reporting Person of 1,500 shares to the Emerson Directors' and Officers' Charitable Trust.

F10: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.