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EMERSON ELECTRIC CO — Director's Dealing 2019
Nov 21, 2019
29929_dirs_2019-11-21_4ba09899-603c-4cb9-aeb7-156bfab0b147.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2019-11-20
Reporting Person: Sharp Robert T (Exec. Pres. Comm & Res. Sols.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-20 | Common Stock | M | 15000 | $65.07 | Acquired | 150358.27 | Direct |
| 2019-11-20 | Common Stock | F | 492 | $72.76 | Disposed | 149866.27 | Direct |
| 2019-11-20 | Common Stock | F | 13414 | $72.76 | Disposed | 136452.27 | Direct |
| 2019-11-20 | Common Stock | M | 15000 | $58.97 | Acquired | 151452.27 | Direct |
| 2019-11-20 | Common Stock | F | 981 | $72.76 | Disposed | 150471.27 | Direct |
| 2019-11-20 | Common Stock | F | 12156 | $72.76 | Disposed | 138315.27 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-20 | Employee Stock Option (Right to Buy) | $65.07 | M | 15000 | Disposed | 2023-10-01 | Common Stock (15000) | Direct |
| 2019-11-20 | Employee Stock Option (Right to Buy) | $58.97 | M | 15000 | Disposed | 2025-02-02 | Common Stock (15000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9.017 | Indirect |
| Common Stock | 617.811 | Indirect |
| Common Stock | 1467.79 | Indirect |
Footnotes
F1: Exercise of 4,617 incentive stock options and 10,383 non-qualified stock options exempt under Rule 16b-3.
F2: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.
F3: Payment of option exercise price by delivering securities.
F4: Exercise of 3,442 incentive stock options and 11,558 non-qualified stock options exempt under Rule 16b-3.
F5: The options vested in three equal annual installments beginning on the date indicated.
F6: Price is not applicable to stock options received as incentive compensation.