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EMERSON ELECTRIC CO Director's Dealing 2019

Nov 21, 2019

29929_dirs_2019-11-21_4ba09899-603c-4cb9-aeb7-156bfab0b147.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2019-11-20

Reporting Person: Sharp Robert T (Exec. Pres. Comm & Res. Sols.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-11-20 Common Stock M 15000 $65.07 Acquired 150358.27 Direct
2019-11-20 Common Stock F 492 $72.76 Disposed 149866.27 Direct
2019-11-20 Common Stock F 13414 $72.76 Disposed 136452.27 Direct
2019-11-20 Common Stock M 15000 $58.97 Acquired 151452.27 Direct
2019-11-20 Common Stock F 981 $72.76 Disposed 150471.27 Direct
2019-11-20 Common Stock F 12156 $72.76 Disposed 138315.27 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-11-20 Employee Stock Option (Right to Buy) $65.07 M 15000 Disposed 2023-10-01 Common Stock (15000) Direct
2019-11-20 Employee Stock Option (Right to Buy) $58.97 M 15000 Disposed 2025-02-02 Common Stock (15000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 9.017 Indirect
Common Stock 617.811 Indirect
Common Stock 1467.79 Indirect

Footnotes

F1: Exercise of 4,617 incentive stock options and 10,383 non-qualified stock options exempt under Rule 16b-3.

F2: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.

F3: Payment of option exercise price by delivering securities.

F4: Exercise of 3,442 incentive stock options and 11,558 non-qualified stock options exempt under Rule 16b-3.

F5: The options vested in three equal annual installments beginning on the date indicated.

F6: Price is not applicable to stock options received as incentive compensation.