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EMERSON ELECTRIC CO Director's Dealing 2018

Aug 16, 2018

29929_dirs_2018-08-16_b5064412-4fac-4203-9ae4-7e5b247e095d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2018-08-14

Reporting Person: DELLAQUILA FRANK J (Senior Exec. VP and CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-08-14 Common Stock M 15000 $30.025 Acquired 201643 Direct
2018-08-14 Common Stock F 2708 $73.835 Disposed 198935 Direct
2018-08-14 Common Stock F 1502 $73.835 Disposed 197433 Direct
2018-08-14 Common Stock M 48437 $53.31 Acquired 245870 Direct
2018-08-14 Common Stock F 1353 $73.835 Disposed 244517 Direct
2018-08-14 Common Stock F 5870 $73.835 Disposed 238647 Direct
2018-08-14 Common Stock S 47530 $73.9121 Disposed 191117 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-08-14 Employee Stock Option (Right to Buy) $30.025 M 15000 Disposed 2019-02-19 Common Stock (15000) Direct
2018-08-14 Employee Stock Option (Right to Buy) $53.31 M 48437 Disposed 2020-10-04 Common Stock (48437) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 8442 Indirect
Common Stock 242 Indirect
Common Stock 1148 Indirect
Common Stock 56486 Indirect
Common Stock 75315 Indirect

Footnotes

F1: Exercise of 8,340 non-qualified stock options and 6,660 incentive stock options exempt under Rule 16b-3.

F2: Payment of option exercise price by delivering securities.

F3: Shares withheld for taxes exempt under Rule 16b-3 resulting from non-qualified stock option exercise.

F4: Exercise of 46,562 non-qualified stock options and 1,875 incentive stock options exempt under Rule 16b-3.

F5: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.66 to $74.08. The reporting person undertakes to provide Emerson Electric Co., any securityholder of Emerson Electric Co. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F6: Grantor trust for the Reporting Person with the Reporting Person's spouse and descendants as its beneficiaries. The Reporting Person is the trustee of The FJD 2012 Gift Trust.

F7: Grantor trust for the Reporting Person's spouse with the Reporting Person's descendants as its beneficiaries. The Reporting Person and the Reporting Person's spouse are co-trustees of The SRD 2012 Gift Trust.

F8: The options vested in three equal annual installments beginning on the date indicated.

F9: Price is not applicable to stock options received as incentive compensation.