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EMERSON ELECTRIC CO — Director's Dealing 2017
May 9, 2017
29929_dirs_2017-05-09_feb00477-f1c7-42e2-b249-a3cbb910c1fa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2017-05-05
Reporting Person: MONSER EDWARD L (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-05 | Common Stock | M | 50000 | $53.835 | Acquired | 224108 | Direct |
| 2017-05-05 | Common Stock | F | 45855 | $58.70 | Disposed | 178253 | Direct |
| 2017-05-05 | Common Stock | F | 1306 | $58.70 | Disposed | 176947 | Direct |
| 2017-05-05 | Common Stock | M | 40000 | $30.025 | Acquired | 216947 | Direct |
| 2017-05-05 | Common Stock | F | 20459 | $58.70 | Disposed | 196488 | Direct |
| 2017-05-05 | Common Stock | F | 7918 | $58.70 | Disposed | 188570 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-05 | Employee Stock Option (Right to Buy) | $53.835 | M | 50000 | Disposed | 2017-10-01 | Common Stock (50000) | Direct |
| 2017-05-05 | Employee Stock Option (Right to Buy) | $30.025 | M | 40000 | Disposed | 2019-02-19 | Common Stock (40000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1619.258 | Indirect |
| Common Stock | 6149.7833 | Indirect |
Footnotes
F1: Exercise of 47,215 non-qualified stock options and 2,785 incentive stock options exempt under Rule 16b-3.
F2: Payment of option exercise price by delivering securities.
F3: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.
F4: Exercise of 36,670 non-qualified stock options and 3,330 incentive stock options exempt under Rule 16b-3.
F5: The options vested in three equal annual installments beginning on the date indicated.
F6: Price is not applicable to stock options received as incentive compensation.