Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

EMERSON ELECTRIC CO Director's Dealing 2017

May 9, 2017

29929_dirs_2017-05-09_feb00477-f1c7-42e2-b249-a3cbb910c1fa.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2017-05-05

Reporting Person: MONSER EDWARD L (President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-05-05 Common Stock M 50000 $53.835 Acquired 224108 Direct
2017-05-05 Common Stock F 45855 $58.70 Disposed 178253 Direct
2017-05-05 Common Stock F 1306 $58.70 Disposed 176947 Direct
2017-05-05 Common Stock M 40000 $30.025 Acquired 216947 Direct
2017-05-05 Common Stock F 20459 $58.70 Disposed 196488 Direct
2017-05-05 Common Stock F 7918 $58.70 Disposed 188570 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-05-05 Employee Stock Option (Right to Buy) $53.835 M 50000 Disposed 2017-10-01 Common Stock (50000) Direct
2017-05-05 Employee Stock Option (Right to Buy) $30.025 M 40000 Disposed 2019-02-19 Common Stock (40000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1619.258 Indirect
Common Stock 6149.7833 Indirect

Footnotes

F1: Exercise of 47,215 non-qualified stock options and 2,785 incentive stock options exempt under Rule 16b-3.

F2: Payment of option exercise price by delivering securities.

F3: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.

F4: Exercise of 36,670 non-qualified stock options and 3,330 incentive stock options exempt under Rule 16b-3.

F5: The options vested in three equal annual installments beginning on the date indicated.

F6: Price is not applicable to stock options received as incentive compensation.