Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

EMERSON ELECTRIC CO Director's Dealing 2017

Oct 3, 2017

29929_dirs_2017-10-03_7c4d3fb1-0c71-49f4-b31e-13589e8d0b1b.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2017-09-30

Reporting Person: Sharp Robert T (Exec. Pres. Comm & Res. Sols.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-09-30 Common Stock M 14620 Acquired 78910 Direct
2017-09-30 Common Stock F 4876 $62.805 Disposed 74034 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-09-30 Restricted Stock Units $ M 14620 Disposed Common Stock (14620) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 8.45 Indirect
Common Stock 347.354 Indirect
Common Stock 628.208 Indirect

Footnotes

F1: Vesting of 14,620 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (14,620 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F2: Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting.

F3: Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3.

F4: Fair market value on date of the vesting described in Note 1.

F5: Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.