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EMERSON ELECTRIC CO Director's Dealing 2016

Nov 3, 2016

29929_dirs_2016-11-03_6a2b5ce8-1612-48f6-a52a-a760a96add7e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2016-11-01

Reporting Person: Purvis Edgar M Jr (Exec. Vice President and COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-11-01 Common Stock A 26857 Acquired 142469 Direct
2016-11-01 Common Stock A 10000 Acquired 152469 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-11-01 Restricted Stock Units $ A 34400 Acquired Common Stock (34400) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 15400 Indirect
Common Stock 400 Indirect
Common Stock 168.983 Indirect
Common Stock 822.099 Indirect

Footnotes

F1: Acquisition of 26,857 shares pursuant to Rule 16b-3 upon payout of 60% (51,600 units) of earned performance share award under shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. Of these 51,600 units, 26,857 units were paid in shares of Issuer stock, with the remaining 24,743 units paid in cash to cover the reporting person's tax obligations.

F2: Price is not applicable to acquisitions described in Notes 1, 3 and 4.

F3: Grant of restricted stock under shareholder approved benefit plan exempt pursuant to Rule 16b-3(d).

F4: Acquisition of 34,400 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F5: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock