Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

EMERSON ELECTRIC CO Director's Dealing 2016

Nov 3, 2016

29929_dirs_2016-11-03_49d5ad55-2811-408e-98a1-c4c0101d8c53.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2016-11-01

Reporting Person: Sharp Robert T (Exec. Pres. Comm & Res. Sols.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-11-01 Common Stock A 11414 Acquired 65728 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-11-01 Restricted Stock Units $ A 14620 Acquired Common Stock (14620) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 8.248 Indirect
Common Stock 191.534 Indirect
Common Stock 358.002 Indirect

Footnotes

F1: Acquisition of 11,414 shares pursuant to Rule 16b-3 upon payout of 60% (21,930 units) of earned performance share award under shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. Of these 21,930 units, 11,414 units were paid in shares of Issuer stock, with the remaining 10,516 units paid in cash to cover the reporting person's tax obligations.

F2: Price is not applicable to acquisitions described in Note 1 and Note 3.

F3: Acquisition of 14,620 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F4: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.