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EMERSON ELECTRIC CO — Director's Dealing 2014
Jun 27, 2014
29929_dirs_2014-06-27_f8b0cc47-fae2-4585-8f5c-d6f2a16198c4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2014-06-26
Reporting Person: FARR DAVID N (Director, Chairman of Board & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-26 | Common Stock | M | 31618 | $31.6275 | Acquired | 1486341 | Direct |
| 2014-06-26 | Common Stock | F | 7969 | $66.665 | Disposed | 1478372 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-06-26 | Employee Stock Option (Right to Buy) | $31.6275 | M | 31618 | Disposed | 2014-10-05 | Common Stock (31618) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 323496 | Indirect |
| Common Stock | 54723 | Indirect |
| Common Stock | 54723 | Indirect |
| Common Stock | 8233.651 | Indirect |
| Common Stock | 30096.111 | Indirect |
Footnotes
F1: Exercise of 31,618 non-qualified stock options exempt under Rule 16b-3.
F2: Shares withheld for taxes exempt under Rule 16b-3 resulting from non-qualified stock option exercise.
F3: When taken together with previously exercised options and the unexercised options reported in this Form 4 having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated.
F4: Price is not applicable to stock options received as incentive compensation.