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EMERSON ELECTRIC CO — Director's Dealing 2014
Sep 16, 2014
29929_dirs_2014-09-16_0a589f8d-be3b-44d8-bba0-af427bb81362.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2014-09-15
Reporting Person: FARR DAVID N (Director, Chairman of Board & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-15 | Common Stock | M | 109669 | $31.6275 | Acquired | 1588041 | Direct |
| 2014-09-15 | Common Stock | F | 53893 | $64.36 | Disposed | 1534148 | Direct |
| 2014-09-15 | Common Stock | F | 26745 | $64.36 | Disposed | 1507403 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-15 | Employee Stock Option (Right to Buy) | $31.6275 | M | 109669 | Disposed | 2014-10-05 | Common Stock (109669) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 323496 | Indirect |
| Common Stock | 54723 | Indirect |
| Common Stock | 54723 | Indirect |
| Common Stock | 8286.069 | Indirect |
| Common Stock | 30409.41 | Indirect |
Footnotes
F1: Exercise of 109,669 non-qualified stock options exempt under Rule 16b-3.
F2: Payment of option exercise price by delivering securities.
F3: Shares withheld for taxes exempt under Rule 16b-3 resulting from non-qualified stock option exercise.
F4: When taken together with previously exercised options having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated.
F5: Price is not applicable to stock options received as incentive compensation.