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EMERSON ELECTRIC CO — Director's Dealing 2013
Feb 8, 2013
29929_dirs_2013-02-08_76aa29dc-4658-49f5-b79e-bb641f9182f9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2013-02-07
Reporting Person: ASHMORE CRAIG W (Exec. VP - Planning & Develop.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-07 | Common Stock | M | 10000 | $31.6275 | Acquired | 159836 | Direct |
| 2013-02-07 | Common Stock | F | 5530 | $57.18 | Disposed | 154306 | Direct |
| 2013-02-07 | Common Stock | F | 90 | $57.18 | Disposed | 154216 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-07 | Employee Stock Option (Right to Buy) | $31.6275 | M | 10000 | Disposed | 2014-10-05 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1529.312 | Indirect |
| Common Stock | 4027.118 | Indirect |
Footnotes
F1: Exercise of 9,480 incentive stock options and 520 non-qualified stock options exempt under Rule 16b-3.
F2: Includes 654 shares acquired under a dividend reinvestment plan since the Reporting Person's last Form 4 filing.
F3: Payment of option exercise price by delivering securities.
F4: Shares withheld for taxes exempt under Rule 16b-3 resulting from non-qualified stock option exercise.
F5: When taken together with previously exercised options having the same grant date, exercise price and expiration date, all such options together vested in three equal annual installments beginning on the date indicated.
F6: Price is not applicable to stock options received as incentive compensation.