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EMERSON ELECTRIC CO — Director's Dealing 2013
Feb 14, 2013
29929_dirs_2013-02-14_9596e50b-7877-4afa-9ca4-98d786619dc6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2013-02-12
Reporting Person: DELLAQUILA FRANK J (Exec. VP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-12 | Common Stock | M | 10000 | $31.6275 | Acquired | 61694 | Direct |
| 2013-02-12 | Common Stock | F | 5452 | $58.005 | Disposed | 56242 | Direct |
| 2013-02-12 | Common Stock | F | 92 | $58.005 | Disposed | 56150 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-12 | Employee Stock Option (Right to Buy) | $31.6275 | M | 10000 | Disposed | 2014-10-05 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8617 | Indirect |
| Common Stock | 1845 | Indirect |
| Common Stock | 56486 | Indirect |
| Common Stock | 75315 | Indirect |
| Common Stock | 967.327 | Indirect |
| Common Stock | 2634.397 | Indirect |
Footnotes
F1: Exercise of 9,480 incentive stock options and 520 non-qualified stock options exempt under Rule 16b-3.
F2: Payment of option exercise price by delivering securities.
F3: Shares withheld for taxes exempt under Rule 16b-3 resulting from non-qualified stock option exercise.
F4: The options vested in three equal annual installments beginning on the date indicated.
F5: Grantor trust for the Reporting Person with the Reporting Person's spouse and descendants as its beneficiaries. The Reporting Person is the trustee of The FJD 2012 Gift Trust.
F6: Grantor trust for the Reporting Person's spouse with the Reporting Person's descendants as its beneficiaries. The Reporting Person and the Reporting Person's spouse are co-trustees of The SRD 2012 Gift Trust.
F7: Price is not applicable to stock options received as incentive compensation.