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EMERSON ELECTRIC CO — Director's Dealing 2013
Apr 1, 2013
29929_dirs_2013-04-01_30a87026-9d21-40cf-a1ad-6f53acd154e4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2013-03-28
Reporting Person: FARR DAVID N (Director, Chairman of Board & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-28 | Common Stock | M | 20000 | $31.6275 | Acquired | 1321997 | Direct |
| 2013-03-28 | Common Stock | F | 2878 | $55.625 | Disposed | 1319119 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-28 | Employee Stock Option (Right to Buy) | $31.6275 | M | 20000 | Disposed | 2014-10-05 | Common Stock (20000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 313496 | Indirect |
| Common Stock | 53723 | Indirect |
| Common Stock | 53723 | Indirect |
| Common Stock | 7850.449 | Indirect |
| Common Stock | 27834.209 | Indirect |
Footnotes
F1: Exercise of 20,000 non-qualified stock options exempt under Rule 16b-3.
F2: Shares withheld for taxes exempt under Rule 16b-3 resulting from non-qualified stock option exercise.
F3: When taken together with previously exercised options and the unexercised options reported in this Form 4 having the same grant date, exercise price and expiration date, all such options together vested in three equal annual installments beginning on the date indicated.
F4: Price is not applicable to stock options received as incentive compensation.