Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

EMERSON ELECTRIC CO Director's Dealing 2013

Nov 7, 2013

29929_dirs_2013-11-07_7b33e425-539d-4c88-b843-a5ef2105cd5a.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2013-11-05

Reporting Person: ASHMORE CRAIG W (Exec. VP - Planning & Develop.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-11-05 Common Stock A 29043 Acquired 183259 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-11-05 Restricted Stock Units $ A 37200 Acquired Common Stock (37200) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1684.176 Indirect
Common Stock 4176.444 Indirect

Footnotes

F1: Acquisition of 29,043 shares pursuant to Rule 16b-3 upon payout of 60% (55,800 units) of earned performance share award under shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2013. Of these 55,800 units, 29,043 units were paid in shares of Issuer stock, with the remaining 26,757 units paid in cash to cover the reporting person's tax obligations.

F2: Price is not applicable to acquisitions described in Note 1 and Note 3.

F3: Acquisition of 37,200 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F4: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.