Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

EMERSON ELECTRIC CO Director's Dealing 2013

Nov 7, 2013

29929_dirs_2013-11-07_5a8e4a80-e909-47be-b9ad-68f57437e4ac.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2013-11-05

Reporting Person: PETERS CHARLES A (Director, Sr. Exec. VP)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-11-05 Common Stock A 39209 Acquired 780831 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-11-05 Restricted Stock Units $ A 50220 Acquired Common Stock (50220) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 8251.806 Indirect
Common Stock 10998.889 Indirect

Footnotes

F1: Acquisition of 39,209 shares pursuant to Rule 16b-3 upon payout of 60% (75,330 units) of earned performance share award under shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2013. Of these 75,330 units, 39,209 units were paid in shares of Issuer stock, with the remaining 36,121 units paid in cash to cover the reporting person's tax obligations.

F2: Price is not applicable to acquisitions described in Note 1 and Note 3.

F3: Acquisition of 50,220 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F4: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.