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EMERSON ELECTRIC CO — Director's Dealing 2013
Dec 20, 2013
29929_dirs_2013-12-20_ad7554ce-d231-4d6f-af09-fb99c6396548.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2013-12-18
Reporting Person: STEEVES FRANK L (Exec. VP, Secy & Gen. Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-03 | Common Stock | G | 1000 | — | Disposed | 115725 | Direct |
| 2013-12-13 | Common Stock | G | 1000 | — | Disposed | 114725 | Direct |
| 2013-12-18 | Common Stock | S | 3000 | $67.00 | Disposed | 111725 | Direct |
| 2013-12-19 | Common Stock | M | 1875 | $53.31 | Acquired | 113600 | Direct |
| 2013-12-19 | Common Stock | M | 6990 | $42.91 | Acquired | 120590 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-19 | Employee Stock Option (Right to Buy) | $53.31 | M | 1875 | Disposed | 2020-10-04 | Common Stock (1875) | Direct |
| 2013-12-19 | Employee Stock Option (Right to Buy) | $42.91 | M | 6990 | Disposed | 2017-04-03 | Common Stock (6990) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1030.462 | Indirect |
| Common Stock | 3125.419 | Indirect |
Footnotes
F1: Bona fide gift of 1,000 shares to Reporting Person's daughter.
F2: Bona fide gift by the Reporting Person of 1,000 shares to the Emerson Directors' and Officers' Charitable Trust.
F3: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.
F4: Exercise of incentive stock options exempt under Rule 16b-3.
F5: When taken together with any previously exercised options and the unexercised options reported in this Form 4 having the same grant date, exercise price and expiration date, all such options together vested in three equal annual installments beginning on the date indicated.
F6: Price is not applicable to stock options received as incentive compensation.