AI assistant
EMERSON ELECTRIC CO — Director's Dealing 2012
Feb 29, 2012
29929_dirs_2012-02-29_4c36f399-b560-4208-9ced-b8e36b6f4fd1.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2012-02-27
Reporting Person: FARR DAVID N (Director, Chairman of Board & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-27 | Common Stock | M | 11066 | $31.6275 | Acquired | 1601735 | Direct |
| 2012-02-27 | Common Stock | F | 195 | $50.865 | Disposed | 1601540 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-27 | Emplopyee stock option (right to buy) | $31.6275 | M | 11066 | Disposed | 2014-10-05 | Common Stock (11066) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 135768 | Indirect |
| Common Stock | 3723 | Indirect |
| Common Stock | 3723 | Indirect |
| Common Stock | 7452.216 | Indirect |
| Common Stock | 25533.625 | Indirect |
Footnotes
F1: Exercise of 9,480 incentive stock options and 1,586 non-qualified stock options exempt under Rule 16b-3.
F2: Shares withheld for taxes exempt under Rule 16b-3 resulting from non-qualified stock option exercise.
F3: When taken together with the unexercised options reported in this Form 4 having the same grant date, exercise price and expiration date, all such options together vested in three equal annual installments beginning on the date indicated.
F4: Price is not applicable to stock options received as incentive compensation.