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EMERSON ELECTRIC CO — Director's Dealing 2012
Dec 14, 2012
29929_dirs_2012-12-14_df4757a1-0153-4a8f-a3de-055cc56a77dd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2012-12-12
Reporting Person: FARR DAVID N (Director, Chairman of Board & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-12 | Common Stock | M | 35000 | $31.6275 | Acquired | 1473430 | Direct |
| 2012-12-12 | Common Stock | F | 5785 | $51.79 | Disposed | 1467645 | Direct |
| 2012-12-12 | Common Stock | G | 19920 | — | Disposed | 1447725 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-12 | Employee Stock Option (Right to Buy) | $31.6275 | M | 35000 | Disposed | 2014-10-05 | Common Stock (35000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 267768 | Indirect |
| Common Stock | 3723 | Indirect |
| Common Stock | 3723 | Indirect |
| Common Stock | 7637.095 | Indirect |
| Common Stock | 26650.503 | Indirect |
Footnotes
F1: Exercise of 35,000 non-qualified stock options exempt under Rule 16b-3.
F2: Shares withheld for taxes exempt under Rule 16b-3 resulting from non-qualified stock option exercise.
F3: Bona fide gift by the Reporting Person of 19,920 shares to the Emerson Directors' and Officers' Charitable Trust.
F4: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.
F5: When taken together with previously exercised options and the unexercised options reported in this Form 4 having the same grant date, exercise price and expiration date, all such options together vested in three equal annual installments beginning on the date indicated.
F6: Price not applicable to stock options received as incentive compensation.