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EMERSON ELECTRIC CO — Director's Dealing 2012
Dec 31, 2012
29929_dirs_2012-12-31_09c809d1-783c-4692-8898-4e2f27c15b4a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2012-12-27
Reporting Person: STEEVES FRANK L (Exec. VP, Secy & Gen. Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-27 | Common Stock | M | 43334 | $30.025 | Acquired | 128111 | Direct |
| 2012-12-27 | Common Stock | F | 6722 | $52.835 | Disposed | 121389 | Direct |
| 2012-12-27 | Common Stock | M | 10000 | $42.91 | Acquired | 131389 | Direct |
| 2012-12-27 | Common Stock | F | 798 | $52.835 | Disposed | 130591 | Direct |
| 2012-12-27 | Common Stock | S | 45814 | $52.4138 | Disposed | 84777 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-27 | Employee Stock Option (Right to Buy) | $30.025 | M | 43334 | Disposed | 2019-02-19 | Common Stock (43334) | Direct |
| 2012-12-27 | Employee Stock Option (Right to Buy) | $42.91 | M | 10000 | Disposed | 2017-04-03 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 850.774 | Indirect |
| Common Stock | 2556.101 | Indirect |
Footnotes
F1: Exercise of 6,660 incentive stock options and 36,674 non-qualified stock options exempt under Rule 16b-3.
F2: Shares withheld for taxes exempt under Rule 16b-3 resulting from non-qualified stock option exercise.
F3: Exercise of 10,000 non-qualified stock options exempt under Rule 16b-3.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.10 to $52.78. The reporting person undertakes to provide Emerson Electric Co., any security holder of Emerson Electric Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F5: When taken together with previously exercised options and the unexercised options reported in this Form 4 having the same grant date, exercise price and expiration date, all such options together vested in three equal annual installments beginning on the date indicated.
F6: Price is not applicable to stock options received as incentive compensation.