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EMERSON ELECTRIC CO — Director's Dealing 2011
Mar 14, 2011
29929_dirs_2011-03-14_0107e202-b7d2-4dd5-9408-7fd796a2cc1e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2011-03-10
Reporting Person: FARR DAVID N (Director, Chairman of Board & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-10 | Common Stock | M | 18928 | $26.415 | Acquired | 1389502 | Direct |
| 2011-03-10 | Common Stock | F | 3393 | $59.035 | Disposed | 1386109 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-03-10 | Employee stock option (right to buy) | $26.415 | M | 18928 | Disposed | 2012-01-16 | Common Stock (18928) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 135768 | Indirect |
| Common Stock | 3723 | Indirect |
| Common Stock | 3723 | Indirect |
| Common Stock | 7084.003 | Indirect |
| Common Stock | 23104.088 | Indirect |
Footnotes
F1: Exercise of 18,928 non-qualified stock options exempt under Rule 16b-3.
F2: Shares withheld for taxes exempt under Rule 16b-3 resulting from non-qualified stock option exercise.
F3: When taken together with previously exercised options and the unexercised options reported in this Form 4 having the same grant date, exercise price and expiration date, all such options together vested in three equal annual installments beginning on the date indicated.
F4: Price is not applicable to stock options awarded as incentive compensation.