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EMERSON ELECTRIC CO — Director's Dealing 2011
Oct 6, 2011
29929_dirs_2011-10-06_283dad81-5eb7-444a-820f-921a9a5397a0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2011-10-04
Reporting Person: GALVIN WALTER J (Director, Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-10-04 | Common Stock | F | 21225 | $40.865 | Disposed | 421890 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 35000 | Indirect |
| Common Stock | 154000 | Indirect |
| Common Stock | 19204 | Indirect |
| Common Stock | 3226 | Indirect |
| Common Stock | 3226 | Indirect |
| Common Stock | 17141.227 | Indirect |
| Common Stock | 11741.064 | Indirect |
Footnotes
F1: Shares withheld for required minimum taxes upon previously-reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.
F2: The Reporting Person disclaims beneficial ownership in the shares held by The Galvin Family Trust that are beneficially owned by his children. See Note 3 for more information regarding The Galvin Family Trust.
F3: JGM Investors, LP is a limited partnership of which The Galvin Family Trust and the Reporting Person's spouse are the general partners. The Galvin Family Trust is the controlling general partner of JGM Investors, LP. The Reporting Person's children are the trustees of The Galvin Family Trust and the Reporting Person's spouse and children are the beneficiaries. The Galvin Family Trust has a 99.9% limited partnership interest in JGM Investors, LP. The Reporting Person disclaims beneficial ownership in the shares held by JGM Investors, LP that are beneficially owned by his children.
F4: The Reporting Person disclaims beneficial ownership.