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EMERSON ELECTRIC CO — Director's Dealing 2011
Nov 21, 2011
29929_dirs_2011-11-21_ee8519fd-605e-4fa7-b95b-f159c0a3e866.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EMERSON ELECTRIC CO (EMR)
CIK: 0000032604
Period of Report: 2011-11-17
Reporting Person: ASHMORE CRAIG W (Exec. VP - Planning & Develop.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-17 | Common Stock | M | 10000 | $26.415 | Acquired | 141691 | Direct |
| 2011-11-17 | Common Stock | F | 5297 | $49.86 | Disposed | 136394 | Direct |
| 2011-11-17 | Common Stock | F | 1112 | $49.86 | Disposed | 135282 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-17 | Employee Stock Option (Right to Buy) | $26.415 | M | 10000 | Disposed | 2012-01-16 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1309.161 | Indirect |
| Common Stock | 2946.269 | Indirect |
Footnotes
F1: Exercise of 4,434 incentive stock options and 5,566 non-qualified stock options exempt under Rule 16b-3.
F2: Payment of option exercise price by delivering securities.
F3: Shares withheld for taxes exempt under Rule 16b-3 resulting from non-qualified stock option exercise.
F4: The options vested in three equal annual installments beginning on the date indicated.
F5: Price is not applicable to stock options received as incentive compensation.
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