Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

EMERSON ELECTRIC CO Director's Dealing 2006

May 5, 2006

29929_dirs_2006-05-05_8ff3a234-5764-4ffa-a312-a11c0b1125a0.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2006-05-03

Reporting Person: EMERSON ELECTRIC CO (10% Owner)
Reporting Person: ASTEC AMERICA INC (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2006-05-03 Common Stock S 40119 $23.8872 Disposed 7044434 Indirect
2006-05-04 Common Stock S 44379 $24.5750 Disposed 7000055 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1065182 Direct

Footnotes

F1: The sales were effected in multiple transactions, at varying prices, on May 3, 2006, as follows and as described in Footnote
2 below: 600 shares at $23.48; 100 at $23.49; 100 at $23.50; 500 at $23.62; 100 at $23.63; 100 at $23.64; 400 at $23.67; 200
at $23.68; 100 at $23.69; 200 at $23.70; 100 at $23.71; 100 at $23.73; 500 at $23.74; 200 at $23.75; 200 at $23.76; 700 at
$23.78; 518 at $23.79; 800 at $23.80; 1,000 at $23.81; 1,900 at $23.82; 900 at $23.83; 1,700 at $23.84; 1,360 at $23.85;
3,900 at $23.86; 2,600 at $23.87; 2,884 at $23.88; 1,300 at $23.89; and 1,800 at $23.90.

F2: This footnote sets forth additional detail with respect to the transactions described in Footnote 1, as follows: 2,364
shares at $23.91; 1,136 at $23.92; 200 at $23.93; 900 at $23.94; 993 at $23.95; 843 at $23.96; 400 at $23.97; 900 at $23.98;
921 at $23.99; 1,067 at $24.00; 1,633 at $24.01; 200 at $24.02; 300 at $24.03; 100 at $24.04; 500 at $24.05; 200 at $24.06;
100 at $24.07; 300 at $24.08; 200 at $24.09; 500 at $24.10; 800 at $24.11; 300 at $24.12; 200 at $24.13; and 200 at $24.16.
The weighted average sales price for these transactions was $23.8872 per share.

F3: The reported securities are owned directly by Astec America Inc. The Reporting Person is the ultimate parent company of
Astec America Inc.

F4: The sales were effected in multiple transactions, at varying prices, on May 4, 2006, as follows and as described in Footnote
5 below: 100 shares at $24.20; 500 at $24.23; 200 at $24.24; 899 at $24.25; 13 at $24.26; 201 at $24.27; 200 at $24.28; 200
at $24.29; 100 at $24.30; 387 at $24.32; 400 at $24.33; 100 at $24.36; 199 at $24.38; 200 at $24.39; 300 at $24.40; 800 at
$24.41; 100 at $24.42; 700 at $24.44; 190 at $24.45; 290 at $24.46; 792 at $24.47; 1,000 at $24.48; 1,700 at $24.49; 1,108
at $24.50; 800 at $24.51; 1,100 at $24.52; 2,000 at $24.53; 699 at $24.54; and 1,100 at $24.55.

F5: This footnote sets forth additional detail with respect to the transactions described in Footnote 4, as follows: 600 shares
at $24.56; 1,701 at $24.57; 2,700 at $24.58; 2,100 at $24.59; 700 at $24.60; 500 at $24.61; 800 at $24.62; 1,500 at $24.63;
300 at $24.64; 1,500 at $24.65; 2,300 at $24.66; 1,200 at $24.67; 2,500 at $24.68; 6,500 at $24.69; 1,000 at $24.70; 200 at
$24.71; 1,400 at $24.73; and 500 at $24.74. The weighted average sales price for these transactions was $24.5750 per share.

F6: The reported securities are owned directly by Emerson Electric Co.