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EMERSON ELECTRIC CO — Director's Dealing 2006
May 9, 2006
29929_dirs_2006-05-09_86b29bbf-9bde-4110-9a6b-fe2ddeca6d90.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2006-05-05
Reporting Person: EMERSON ELECTRIC CO (10% Owner)
Reporting Person: ASTEC AMERICA INC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-05-05 | Common Stock | S | 22424 | $24.4016 | Disposed | 6977631 | Indirect |
| 2006-05-08 | Common Stock | S | 19507 | $24.4229 | Disposed | 6958124 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1065182 | Direct |
Footnotes
F1: The sales were effected in multiple transactions, at varying prices, on May 5, 2006, as follows and as described in Footnote
2 below: 200 shares at $24.14; 200 at $24.15; 200 at $24.16; 100 at $24.17; 100 at $24.18; 149 at $24.23; 100 at $24.24; 200
at $24.25; 100 at $24.26; 100 at $24.27; 200 at $24.28; 1,211 at $24.29; 600 at $24.30; 600 at $24.31; 500 at $24.32; 700 at
$24.33; 600 at $24.34; 1,800 at $24.35; 400 at $24.36; 1,000 at $24.37; 2,100 at $24.38; 1,300 at $24.39; 600 at $24.40; 100
at $24.41; 462 at $24.42; 200 at $24.43; 700 at $24.44; 700 at $24.45.
F2: This footnote sets forth additional detail with respect to the transactions described in Footnote 1, as follows: 200 shares
at $24.46; 200 at $24.47; 200 at $24.48; 1,000 at $24.49; 2,200 at $24.50; 1,800 at $24.51; 300 at $24.52; 100 at $24.53;
200 at $24.54; 100 at $24.55; 202 at $24.58; 200 at $24.61; 200 at $24.62; 200 at $24.63; and 100 at $24.67. The weighted
average sales price for these transactions was $24.4016 per share.
F3: The reported securities are owned directly by Astec America Inc. The Reporting Person is the ultimate parent company of
Astec America Inc.
F4: The sales were effected in multiple transactions, at varying prices, on May 8, 2006, as follows and as described in Footnote
5 below: 400 shares at $24.21; 100 at $24.25; 600 at $24.26; 200 at $24.27; 200 at $24.28; 100 at $24.29; 300 at $24.30; 100
at $24.31; 200 at $24.33; 200 at $24.34; 300 at $24.35; 100 at $24.36; 900 at $24.37; 3,660 at $24.38; 740 at $24.39; 600 at
$24.40; 533 at $24.41; 700 at $24.42; 1,600 at $24.43; 700 at $24.44; and 1,290 at $24.45.
F5: This footnote sets forth additional detail with respect to the transactions described in Footnote 4, as follows: 1,100
shares at $24.46; 497 at $24.47; 1,000 at $24.48; 1,287 at $24.49; 600 at $24.50; 100 at $24.53; 100 at $24.56; 200 at
$24.57; 200 at $24.61; 100 at $24.62; 100 at $24.66; 400 at $24.68; 100 at $24.70; and 200 at $24.71. The weighted average
sales price for these transactions was $24.4229 per share.
F6: The reported securities are owned directly by Emerson Electric Co.