Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

EMERSON ELECTRIC CO Director's Dealing 2006

Jun 30, 2006

29929_dirs_2006-06-30_3f0428ff-d69b-469c-a347-4c59c19517eb.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2006-06-28

Reporting Person: EMERSON ELECTRIC CO (10% Owner)
Reporting Person: ASTEC AMERICA INC (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2006-06-28 Common Stock S 25000 $19.3720 Disposed 5472405 Indirect
2006-06-29 Common Stock S 25000 $20.0346 Disposed 5447405 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1065182 Direct

Footnotes

F1: The sales were effected in multiple transactions, at varying prices, on June 28, 2006, as follows and as described in
Footnote 2 below: 300 shares at $19.14; 300 at $19.15; 200 at $19.16; 200 at $19.17; 500 at $19.18; 100 at $19.19; 500 at
$19.20; 300 at $19.22; 200 at $19.23; 600 at $19.24; 300 at $19.25; 500 at $19.26; 1,300 at $19.27; 500 at $19.28; 300 at
$19.29; 500 at $19.30; 200 at $19.31; 1,000 at $19.32; 1,425 at $19.33; 1,000 at $19.34; 200 at $19.35; 1,400 at $19.36;
1,100 at $19.37; 800 at $19.38; 500 at $19.39; and 300 at $19.40.

F2: This footnote sets forth additional detail with respect to the transactions described in Footnote 1, as follows: 1,100 shares
at $19.41; 1,159 at $19.42; 1,100 at $19.43; 1,400 at $19.44; 400 at $19.45; 350 at $19.46; 700 at $19.47; 400 at $19.48;
100 at $19.49; 300 at $19.50; 200 at $19.51; 1,700 at $19.52; 400 at $19.53; 100 at $19.54; 66 at $19.55; 500 at $19.56; 100
at $19.57; 200 at $19.59; and 200 at $19.63. The weighted average sales price for these transactions was $19.372 per
share.

F3: The reported securities are owned directly by Astec America Inc. The Reporting Person is the ultimate parent company of
Astec America Inc.

F4: The sales were effected in multiple transactions, at varying prices, on June 29, 2006, as follows and as described in
Footnote 5 below: 200 shares at $19.69; 200 at $19.71; 200 at $19.72; 400 at $19.73; 500 at $19.74; 208 at $19.75; 200 at
$19.76; 200 at $19.78; 700 at $19.79; 100 at $19.80; 200 at $19.81; 1,000 at $19.82; 200 at $19.83; 496 at $19.84; 600 at
$19.85; 665 at $19.86; 1,139 at $19.87; 700 at $19.88; 800 at $19.89; 900 at $19.90; 300 at $19.91; 1,400 at $19.92; 600 at
$19.93; 1,900 at $19.94; 1,200 at $19.95; 500 at $19.96; 200 at $19.97; 500 at $19.98; and 1,019 at $19.99.

F5: This footnote sets forth additional detail with respect to the transactions described in Footnote 4, as follows: 200 shares
at $20.01; 100 at $20.03; 100 at $20.08; 100 at $20.11; 300 at $20.12; 100 at $20.13; 48 at $20.16; 200 at $20.22; 181 at
$20.29; 19 at $20.30; 900 at $20.31; 200 at $20.32; 100 at $20.33; 200 at $20.34; 500 at $20.35; 100 at $20.37; 200 at
$20.38; 400 at $20.39; 100 at $20.40; 207 at $20.41; 293 at $20.42; 200 at $20.44; 200 at $20.46; 200 at $20.48; 500 at
$20.49; 1,100 at $20.50; 625 at $20.51; and 400 at $20.52. The weighted average sales price for these transactions was
$20.0346 per share.

F6: The reported securities are owned directly by Emerson Electric Co.