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EMERSON ELECTRIC CO — Director's Dealing 2006
Jul 5, 2006
29929_dirs_2006-07-05_b25f5cb8-cf63-44b0-94ed-80ea08551143.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2006-06-30
Reporting Person: EMERSON ELECTRIC CO (10% Owner)
Reporting Person: ASTEC AMERICA INC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-06-30 | Common Stock | S | 25000 | $20.2981 | Disposed | 5422405 | Indirect |
| 2006-07-03 | Common Stock | S | 25000 | $20.3126 | Disposed | 5397405 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1065182 | Direct |
Footnotes
F1: The sales were effected in multiple transactions, at varying prices, on June 30, 2006, as follows and as described in
Footnote 2 below: 386 shares at $19.99; 300 at $20.00; 14 at $20.02; 400 at $20.03; 200 at $20.04; 200 at $20.05; 300 at
$20.06; 300 at $20.08; 118 at $20.09; 200 at $20.13; 600 at $20.14; 200 at $20.15; 400 at $20.16; 477 at $20.17; 700 at
$20.18; 500 at $20.19; 1,200 at $20.20; 500 at $20.21; 1,100 at $20.22; 400 at $20.23; 100 at $20.24; 300 at $20.25; 600 at
$20.26; 1,400 at $20.27; 600 at $20.28; and 27 at $20.29.
F2: This footnote sets forth additional detail with respect to the transactions described in Footnote 1, as follows: 139 shares
at $20.30; 600 at $20.31; 300 at $20.32; 800 at $20.33; 300 at $20.34; 688 at $20.35; 200 at $20.36; 400 at $20.37; 800 at
$20.38; 1,101 at $20.39; 1,000 at $20.40; 1,399 at $20.41; 1,447 at $20.42; 1,350 at $20.43; 823 at $20.44; 1,169 at $20.45;
662 at $20.46; 200 at $20.47; and 100 at $20.48. The weighted average sales price for these transactions was $20.2981 per
share.
F3: The reported securities are owned directly by Astec America Inc. The Reporting Person is the ultimate parent company of
Astec America Inc.
F4: The sales were effected in multiple transactions, at varying prices, on July 3, 2006, as follows and as described in Footnote
5 below: 100 shares at $19.88; 100 at $19.91; 520 at $19.92; 100 at $19.93; 380 at $19.94; 200 at $19.95; 180 at $19.97; 24
at $20.00; 120 at $20.01; 176 at $20.03; 200 at $20.05; 100 at $20.07; 1,000 at $20.09; 600 at $20.11; 400 at $20.12; 200 at
$20.13; 100 at $20.15; 200 at $20.16; 400 at $20.18; 200 at $20.19; 300 at $20.20; 200 at $20.21; 200 at $20.22; 100 at
$20.24; 600 at $20.25; 158 at $20.26; 542 at $20.27; 307 at $20.28; and 76 at $20.29.
F5: This footnote sets forth additional detail with respect to the transactions described in Footnote 4, as follows: 300 shares
at $20.30; 100 at $20.31; 200 at $20.33; 100 at $20.34; 800 at $20.35; 400 at $20.36; 500 at $20.37; 1,500 at $20.38; 198 at
$20.39; 5,845 at $20.40; 2,991 at $20.41; 2,024 at $20.42; 742 at $20.43; 600 at $20.44; 317 at $20.45; 200 at $20.46; and
400 at $20.47. The weighted average sales price for these transactions was $20.3126 per share.
F6: The reported securities are owned directly by Emerson Electric Co.