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EMERSON ELECTRIC CO — Director's Dealing 2006
Sep 19, 2006
29929_dirs_2006-09-19_db3df342-7738-444f-a7b9-c8fd05d3b2f7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2006-09-15
Reporting Person: EMERSON ELECTRIC CO (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-09-15 | Common Stock | S | 125000 | $20.5084 | Disposed | 3696249 | Indirect |
| 2006-09-18 | Common Stock | S | 25000 | $20.7086 | Disposed | 3671249 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1065182 | Direct |
Footnotes
F1: The sales were effected in multiple transactions, at varying prices, on September 15, 2006, as follows: 200 shares at $20.41;
600 at $20.42; 200 at $20.43; 600 at $20.44; 806 at $20.45; 700 at $20.46; 2,280 at $20.47; 4,020 at $20.48; 17,100 at
$20.49; 38,248 at $20.50; 24,514 at $20.51; 10,472 at $20.52; 11,078 at $20.53; 5,354 at $20.54; 2,428 at $20.55; 2,300 at
$20.56; 3,200 at $20.57; 700 at $20.58; and 200 at $20.60. The weighted average sales price for these transactions was
$20.5084 per share.
F2: The sales were effected in multiple transactions, at varying prices, on September 18, 2006, as follows and as described in
Footnote 3 below: 200 shares at $20.47; 100 at $20.49; 100 at $20.50; 800 at $20.52; 500 at $20.53; 200 at $20.54; 100 at
$20.55; 400 at $20.56; 900 at $20.57; 1,100 at $20.58; 700 at $20.59; 1,100 at $20.60; 1,007 at $20.61; 866 at $20.62; 200
at $20.63; 1,010 at $20.64; 900 at $20.65; 1,002 at $20.66; 300 at $20.67; 200 at $20.68; 600 at $20.69; 200 at $20.70; 200
at $20.71; 1,800 at $20.72; 1,400 at $20.73; 800 at $20.74; and 589 at $20.75.
F3: This footnote sets forth additional detail with respect to the transactions described in Footnote 2, as follows: 200 shares
at $20.76; 500 at $20.77; 100 at $20.78; 341 at $20.79; 200 at $20.80; 600 at $20.81; 500 at $20.82; 800 at $20.83; 500 at
$20.84; 400 at $20.85; 200 at $20.86; 400 at $20.88; 500 at $20.89; 300 at $20.90; 300 at $20.91; 100 at $20.92; 500 at
$20.93; 400 at $20.94; 100 at $20.95; 285 at $20.96; 300 at $20.99; and 200 at $21.00. The weighted average sales price for
these transactions was $20.7086 per share.