AI assistant
Emergent BioSolutions Inc. — Director's Dealing 2021
Jan 19, 2021
32870_dirs_2021-01-19_289f9ac9-1603-4cd7-834a-efa20e0b9346.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Emergent BioSolutions Inc. (EBS)
CIK: 0001367644
Period of Report: 2021-01-15
Reporting Person: Kramer Robert (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-15 | Common Stock | M | 19026 | $25.62 | Acquired | 158236 | Direct |
| 2021-01-15 | Common Stock | S | 19026 | $106.0076 | Disposed | 139210 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-15 | Employee Stock Options (Right to Buy) | $25.62 | M | 19026 | Disposed | 2021-03-10 | Common Stock (19026.0) | Direct |
Footnotes
F1: Consists of an option granted on 03/11/2014 under the company's stock incentive plan as amended and restated.
F2: All transactions listed on this Form 4 were made by the Reporting Person pursuant to a trading plan adopted on November 13, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended (the "Exchange Act").
F3: The number of derivative securities beneficially owned was adjusted to account for a change in previously reported PSUs. 8,163 PSUs were previously reported, of which only 5,169 vested on February 11, 2020.
F4: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $104.52 to $107.79.