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Emergent BioSolutions Inc. Director's Dealing 2021

Jan 19, 2021

32870_dirs_2021-01-19_289f9ac9-1603-4cd7-834a-efa20e0b9346.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Emergent BioSolutions Inc. (EBS)
CIK: 0001367644
Period of Report: 2021-01-15

Reporting Person: Kramer Robert (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-15 Common Stock M 19026 $25.62 Acquired 158236 Direct
2021-01-15 Common Stock S 19026 $106.0076 Disposed 139210 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-01-15 Employee Stock Options (Right to Buy) $25.62 M 19026 Disposed 2021-03-10 Common Stock (19026.0) Direct

Footnotes

F1: Consists of an option granted on 03/11/2014 under the company's stock incentive plan as amended and restated.

F2: All transactions listed on this Form 4 were made by the Reporting Person pursuant to a trading plan adopted on November 13, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended (the "Exchange Act").

F3: The number of derivative securities beneficially owned was adjusted to account for a change in previously reported PSUs. 8,163 PSUs were previously reported, of which only 5,169 vested on February 11, 2020.

F4: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $104.52 to $107.79.