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Emergent BioSolutions Inc. — Director's Dealing 2021
Feb 9, 2021
32870_dirs_2021-02-09_6b54e3a2-94e1-4ce0-91f7-bde13f692116.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Emergent BioSolutions Inc. (EBS)
CIK: 0001367644
Period of Report: 2021-02-08
Reporting Person: Kramer Robert (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-08 | Common Stock | M | 32397 | $30.86 | Acquired | 171607 | Direct |
| 2021-02-08 | Common Stock | S | 32397 | $120.03 | Disposed | 139210 | Direct |
| 2021-02-08 | Common Stock | M | 13000 | $30.63 | Acquired | 152210 | Direct |
| 2021-02-08 | Common Stock | S | 13000 | $120.03 | Disposed | 139210 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-08 | Employee Stock Options (Right to Buy) | $30.86 | M | 32397 | Disposed | 2023-02-28 | Common Stock (32397.0) | Direct |
| 2021-02-08 | Employee Stock Options (Right to Buy) | $30.63 | M | 13000 | Disposed | 2024-02-27 | Common Stock (13000.0) | Direct |
Footnotes
F1: Consists of an option granted on 3/1/2016 under the company's stock incentive plan as amended and restated.
F2: All transactions listed on this Form 4 were made by the Reporting Person pursuant to a trading plan adopted on November 13, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended (the "Exchange Act").
F3: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $120.00 to $120.20.
F4: Consists of an option granted on 2/28/2017 under the company's stock incentive plan as amended and restated.
F5: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $120.00 to $120.19.
F6: The option grant vests in three equal installments on the day prior to the first, second and third anniversary dates of the grant.