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Emergent BioSolutions Inc. Director's Dealing 2021

Feb 9, 2021

32870_dirs_2021-02-09_6b54e3a2-94e1-4ce0-91f7-bde13f692116.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Emergent BioSolutions Inc. (EBS)
CIK: 0001367644
Period of Report: 2021-02-08

Reporting Person: Kramer Robert (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-08 Common Stock M 32397 $30.86 Acquired 171607 Direct
2021-02-08 Common Stock S 32397 $120.03 Disposed 139210 Direct
2021-02-08 Common Stock M 13000 $30.63 Acquired 152210 Direct
2021-02-08 Common Stock S 13000 $120.03 Disposed 139210 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-08 Employee Stock Options (Right to Buy) $30.86 M 32397 Disposed 2023-02-28 Common Stock (32397.0) Direct
2021-02-08 Employee Stock Options (Right to Buy) $30.63 M 13000 Disposed 2024-02-27 Common Stock (13000.0) Direct

Footnotes

F1: Consists of an option granted on 3/1/2016 under the company's stock incentive plan as amended and restated.

F2: All transactions listed on this Form 4 were made by the Reporting Person pursuant to a trading plan adopted on November 13, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended (the "Exchange Act").

F3: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $120.00 to $120.20.

F4: Consists of an option granted on 2/28/2017 under the company's stock incentive plan as amended and restated.

F5: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $120.00 to $120.19.

F6: The option grant vests in three equal installments on the day prior to the first, second and third anniversary dates of the grant.