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Emergent BioSolutions Inc. — Director's Dealing 2021
Mar 4, 2021
32870_dirs_2021-03-03_6ee64313-2e02-4899-bcba-4c5a1df33ee6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Emergent BioSolutions Inc. (EBS)
CIK: 0001367644
Period of Report: 2021-03-01
Reporting Person: Havey Adam (EVP, Business Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-01 | Common Stock | M | 17134 | $30.63 | Acquired | 55324 | Direct |
| 2021-03-01 | Common Stock | S | 17134 | $99.62 | Disposed | 38190 | Direct |
| 2021-03-01 | Common Stock | M | 20145 | $49.64 | Acquired | 58335 | Direct |
| 2021-03-01 | Common Stock | S | 20145 | $99.02 | Disposed | 38190 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-01 | Employee Stock Options (Right to Buy) | $30.63 | M | 17134 | Disposed | 2024-02-27 | Common Stock (17134.0) | Direct |
| 2021-03-01 | Employee Stock Options (Right to Buy) | $49.64 | M | 20145 | Disposed | 2025-02-26 | Common Stock (20145.0) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Havey.
F2: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $98.05 to $100.25.
F3: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $98.01 to $99.99.
F4: Vests in three equal installments beginning on the day prior to the anniversary date of the grant.
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