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Emergent BioSolutions Inc. Director's Dealing 2021

Mar 4, 2021

32870_dirs_2021-03-03_6ee64313-2e02-4899-bcba-4c5a1df33ee6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Emergent BioSolutions Inc. (EBS)
CIK: 0001367644
Period of Report: 2021-03-01

Reporting Person: Havey Adam (EVP, Business Operations)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-01 Common Stock M 17134 $30.63 Acquired 55324 Direct
2021-03-01 Common Stock S 17134 $99.62 Disposed 38190 Direct
2021-03-01 Common Stock M 20145 $49.64 Acquired 58335 Direct
2021-03-01 Common Stock S 20145 $99.02 Disposed 38190 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-03-01 Employee Stock Options (Right to Buy) $30.63 M 17134 Disposed 2024-02-27 Common Stock (17134.0) Direct
2021-03-01 Employee Stock Options (Right to Buy) $49.64 M 20145 Disposed 2025-02-26 Common Stock (20145.0) Direct

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Havey.

F2: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $98.05 to $100.25.

F3: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $98.01 to $99.99.

F4: Vests in three equal installments beginning on the day prior to the anniversary date of the grant.