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Emergent BioSolutions Inc. — Director's Dealing 2019
May 9, 2019
32870_dirs_2019-05-09_0626c9f5-44f9-4897-8a5c-5795e980e4ea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Emergent BioSolutions Inc. (EBS)
CIK: 0001367644
Period of Report: 2019-05-07
Reporting Person: SULLIVAN LOUIS W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-07 | Common Stock | M | 7893 | $13.37 | Acquired | 56865 | Direct |
| 2019-05-07 | Common Stock | F | 2135 | $49.41 | Disposed | 54730 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-07 | Stock Option (Right to Buy) | $13.37 | M | 7893 | Disposed | 2019-05-16 | Common Stock (7893) | Direct |
Footnotes
F1: Consists of shares owned by the reporting person and delivered to the issuer to satisfy the reporting person's exercise price for the reported stock option exercise.
F2: Consists of options granted under the company's stock incentive plan, as amended and restated.
F3: The option vested in three equal installments in May 2013, May 2014 and May 2015. Each option represents the right of the reporting person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided by the grant agreement.