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Emergent BioSolutions Inc. Director's Dealing 2019

Nov 12, 2019

32870_dirs_2019-11-12_e73e019f-a12f-4be4-ac5d-d1a739444a5c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Emergent BioSolutions Inc. (EBS)
CIK: 0001367644
Period of Report: 2019-11-07

Reporting Person: Richard Ronald (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-11-07 Common Stock M 5153 $18.64 Acquired 31852 Direct
2019-11-07 Common Stock S 5153 $60 Disposed 26699 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-11-07 Employee Stock Options (Right to Buy) $18.64 M 5153 Acquired 2021-05-21 Common Stock (5153.0) Direct

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Richard.

F2: Consists of an option granted under the company's stock incentive plan as amended and restated.

F3: The option grant vests in three equal installments on the day prior to the first, second and third anniversary dates of the grant. The date herein represents the third anniversary date of the grant and the final vesting date.