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Emergent BioSolutions Inc. Director's Dealing 2018

Aug 23, 2018

32870_dirs_2018-08-23_8a623bd2-2cf3-4234-8d03-52613d16a046.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Emergent BioSolutions Inc. (EBS)
CIK: 0001367644
Period of Report: 2018-08-03

Reporting Person: Richard Ronald (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-08-03 Common Stock M 100 $14.71 Acquired 21063 Direct
2018-08-03 Common Stock S 100 $60.00 Disposed 20963 Direct
2018-08-21 Common Stock M 7793 $14.71 Acquired 28756 Direct
2018-08-21 Common Stock S 7793 $60.0166 Disposed 20963 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-08-03 Stock Option (Right to Buy) $14.71 M 100 Disposed 2020-05-19 Common Stock (100) Direct
2018-08-21 Stock Option (Right to Bury) $14.71 M 7793 Disposed 2020-05-19 Common Stock (7793) Direct

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Richard.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to 60.05, inclusive.

F3: Consists of an option granted under the company's stock incentive plan as amended and restated.

F4: The option grant vests in three equal installments on the day prior to the first, second and third anniversary dates of the grant.