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Emergent BioSolutions Inc. — Director's Dealing 2018
Aug 23, 2018
32870_dirs_2018-08-23_8a623bd2-2cf3-4234-8d03-52613d16a046.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Emergent BioSolutions Inc. (EBS)
CIK: 0001367644
Period of Report: 2018-08-03
Reporting Person: Richard Ronald (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-03 | Common Stock | M | 100 | $14.71 | Acquired | 21063 | Direct |
| 2018-08-03 | Common Stock | S | 100 | $60.00 | Disposed | 20963 | Direct |
| 2018-08-21 | Common Stock | M | 7793 | $14.71 | Acquired | 28756 | Direct |
| 2018-08-21 | Common Stock | S | 7793 | $60.0166 | Disposed | 20963 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-03 | Stock Option (Right to Buy) | $14.71 | M | 100 | Disposed | 2020-05-19 | Common Stock (100) | Direct |
| 2018-08-21 | Stock Option (Right to Bury) | $14.71 | M | 7793 | Disposed | 2020-05-19 | Common Stock (7793) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Richard.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to 60.05, inclusive.
F3: Consists of an option granted under the company's stock incentive plan as amended and restated.
F4: The option grant vests in three equal installments on the day prior to the first, second and third anniversary dates of the grant.
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