AI assistant
Emergent BioSolutions Inc. — Director's Dealing 2018
Sep 18, 2018
32870_dirs_2018-09-18_f2134ba4-11c1-419e-bfb2-dbb22d4fc257.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Emergent BioSolutions Inc. (EBS)
CIK: 0001367644
Period of Report: 2018-09-14
Reporting Person: Abdun-Nabi Daniel (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-14 | Common Stock | M | 28220 | $13.38 | Acquired | 194787 | Direct |
| 2018-09-14 | Common Stock | S | 28220 | $65.00 | Disposed | 166567 | Direct |
| 2018-09-17 | Common Stock | M | 1319 | $13.38 | Acquired | 167886 | Direct |
| 2018-09-17 | Common Stock | S | 1319 | $65.00 | Disposed | 166567 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-14 | Stock Option (Right to Buy) | $13.38 | M | 28220 | Acquired | 2020-03-11 | Common Stock (28220) | Direct |
| 2018-09-17 | Stock Option (Right to Buy) | $13.38 | M | 1319 | Acquired | 2020-03-11 | Common Stock (1319) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1936 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Abdun-Nabi.
F2: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F3: Consists of an option granted under the company's stock incentive plan as amended and restated.
F4: The option grant vested in three equal installments on the day prior to the first, second and third anniversary dates of the grant.