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Emergent BioSolutions Inc. Director's Dealing 2018

Nov 5, 2018

32870_dirs_2018-11-05_af609b72-472b-43e5-af6e-7680a5cfbd6a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Emergent BioSolutions Inc. (EBS)
CIK: 0001367644
Period of Report: 2018-11-01

Reporting Person: Havey Adam (EVP, Business Operations)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-11-01 Common Stock M 2011 $25.62 Acquired 31264 Direct
2018-11-01 Common Stock S 2011 $63.50 Disposed 29253 Direct
2018-11-02 Common Stock M 6168 $25.62 Acquired 35421 Direct
2018-11-02 Common Stock S 6168 $64.50 Disposed 29253 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-11-01 Stock Option (Right to Buy) $25.62 M 2011 Acquired 2021-03-10 Common Stock (2011) Direct
2018-11-02 Stock Option (Right to Buy) $25.62 M 6168 Acquired 2021-03-10 Common Stock (6168) Direct

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Havey.

F2: Consists of an option granted under the company's stock incentive plan as amended and restated.

F3: The option grant vested in three equal installments on the day prior to the first, second and third anniversary dates of the grant.